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https://www.pbs.org/wgbh/pages/frontline/the-confessions/interviews/michael-fasanaro.html

https://www.pbs.org/wgbh/pages/frontline/the-confessions/etc/introduction.html

Interrogations and Confessions

Chapter 3: Interrogations and Confessions

In this chapter

The Power of a Confession

The Evolution of Interrogation Techniques

Inside the Modern Interrogation Room

The Problem of False Confessions

Should Interrogators Be Allowed to Lie?

Potential Solutions to the Problem of False Confessions

Interrogation

From interview to interrogation

Presumption of guilt has been made

Goal of questioning suspects = to elicit confession

Police are relatively good at eliciting confessions

39%-48% of suspects make full confession

13%-16% make damaging statements

Involves basic processes studied by psychologists in many contexts:

Compliance

Persuasion

Obedience to authority

Decision-making under stressful conditions

Why do we need/rely on confessions?

Provide important leads and access to additional evidence

Save time and money

Trials are avoided (often result in guilty pleas)

Less time spent searching for and testing other evidence

Almost “guaranteed” conviction

Puts defendants on a “fast track” to conviction

Extremely powerful/persuasive piece of evidence

Power of Confession

“Triers of fact accord confession such heavy weight in their determinations that the introduction of a confession makes the other aspects of a trial in court superfluous, and the real trial, for all practical purposes, occurs when the confession is obtained.”

– (Colorado v. Connelly, 1986, 9. 173)

“[Confession evidence is] inherently prejudicial and highly damaging to a defendant, even if it is the product of coercive interrogation, even if it is supported by no other evidence, and even if it is ultimately proven false beyond any reasonable doubt.”

– (Drizin & Leo, 2004, p. 959)

The Power of Confession

Goal of questioning is to elicit confession

39–48% of suspects make full confessions

13–16% of suspects make damaging statements or partial admissions

68% of police-interrogated suspects make self-incriminating statements

Surpassing power of confessions (Colorado v. Connelly, 1986)

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Why are confessions so powerful?

Fundamental attribution bias/error

Tendency to attribute other people’s behavior to dispositional causes (traits, personality) and underestimate the power of the situation

Confessions are statements against the self

“I’d never do that”

Inadmissible Confessions

Since 1961 – confessions are ruled inadmissible if elicited using:

Physical force

Sleep or food deprivation

Prolonged isolation

Explicit threats of violence

Clear promises of leniency or immunity

5th Amendment

“No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offense to be paid twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken to public use, without just compensation.”

5th Amendment

Brown v. Mississippi (1936)

3 young black men were accused of murder

Were beaten and threatened with death into giving confessions

Trial court convicted and sentenced to death; upheld on appeal

Supreme Court ruled Constitution prohibits use of coerced confessions as evidence

Voluntariness test

Confessions inadmissible unless made willingly

Miranda Rights (1966)

Miranda v. Arizona (1966)

Arose from cases in which suspects were taken into custody and interrogated w/o being informed of

their constitutional rights, after which they confessed

Supreme Court ruled that before people in police custody may be questioned, they must be informed of their constitutional rights  Miranda warnings were established

Interrogations are coercive by nature – need not have physical abuse or threats to be coercive

Miranda Warning

You have the right to remain silent.

Anything you say can and will be used against you in a court of law.

You have the right to talk to a lawyer and to have him present with you while you are being questioned.

If you cannot afford to hire a lawyer, one will be appointed to represent you before any questioning if you wish.

You can decide at any time to exercise these rights and not answer any questions or make any statements.

Waiver

Do you understand each of these rights I have explained to you?

Having these rights in mind, do you wish to talk to us now?

If a suspect in police custody has not been Mirandized, any subsequent confessions can be excluded at trial.

What does “in custody” mean?

Depends on the circumstances surrounding the police, suspect, and questioning

Informed: that it is voluntary?

Freedom of Movement: free to move?

Consent: Who initiated contact, talk willingly?

Accusatory: The degree to which the suspect is confronted with evidence of his guilt.

Oppressive: Whether the police dominated the atmosphere of the questioning.

Evolution of Interrogation Techniques

Prior to 1930

Use of direct physical violence

1931

Report on Lawlessness and Law Enforcement led to covert abuse that did not leave marks, including such things as deprivation, isolation, and intimidation

Since 1961

Series of legal decisions pushed police from covert physical to more psychological coercion forms

Culombe v. Connecticut, 1961; Davis v. North Carolina, 1966; Reck v. Pate, 1961; Townsend v. Sain, 1963

Miranda Warnings

~80% of suspects waive rights and submit to interrogation

Why?

Innocent more likely to waive rights than guilty

Why?

Limitations to Miranda

Applies only to custodial interrogations

If not in custody, no warning needed

If don’t want to question suspect, no warrant needed

Applies only to testimonial evidence

Statements made by the suspect

Suspect needs to invoke right (not remain silent)

If not, cops can interrogate

YOU IMUST SAY, FOIR EXA MP1 LE:

I wish to remain

silent..

I have nothing to say..

I do not want to answer any questions.

Inside the Modern Interrogation Room

Modern interrogation is primarily psychological (e.g., good cop/bad cop approach)

Police receive training and are familiar with interrogation manuals and techniques

Most widely used reference by Inbau and colleagues (2013) offers detailed advice on every aspect of interrogation processes

Central to the process is the Reid technique

Let’s take a closer look.

Inbau and colleagues (2013) offer detailed advice on every aspect of the interrogation process including how to set up the interrogation room, what questions to ask, appropriate nonverbal behavior for the interrogator, how to respond to questions or denials by a suspect, and how to handle passive or defiant suspects. Even peripheral details such as the type of chairs in the interrogation room receive serious attention.

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Inside the Modern Interrogation Room

Mostly psychological

Example: Good Cop – Bad Cop approach

sympathizing and disappointment vs. disgust and anger

Reid Technique

Trained over 500,000 individuals (in LE)

9 step technique

Based on 4 influence strategies:

Loss of control

Social isolation

Certainty of guilt

Minimization of culpability

Reid Technique: 9 Steps

Direct confrontation

Offer excuses

Cut off denials

Overcome denials

Hold suspects attention

(by appearing sincere and understanding)

After signs of giving up, move towards admission of guilt

Offer alternative themes

Elicit full confession

Document confession

(obtain signed confession statement)

Innocence, Guilt, Interrogation Style, and Waiver of Miranda Rights

Participants who were guilty or innocent of a mock crime (stealing $100) were confronted by a neutral, sympathetic, or hostile “Detective McCarthy,” who asked if they would waive their rights and talk

Only 36% of guilty versus 81% of those that had nothing to hide or fear (Kassin & Norwick, 2004)

Innocents are especially at risk for waiving rights to counsel and silence that were established by the U.S. Supreme Court in Miranda, believing they have nothing to hide. Yet longer exposure to questioning leaves them at greater risk for a false confession.

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Core Principles of Social Influence

Cialdini proposed six principles that underlie influence of others

Are any of these principles used by police to elicit incriminating admissions from suspects?

If so, how?

1. Loss of Control

Control pace and direction of conversation and the physical environment

Small sparse room

Interrogator is in control

“Tightly controlled, psychologically disorienting situation in which the normal rules of social interaction no longer apply.”

2. Social Isolation

Suspects always interrogated alone

Deprive of emotional support

Minimize contradictions of interrogator’s statements

Suspect has no other way to find out the strength of their case – have to take interrogator’s word

“Carefully constructed, somewhat surreal environment.”

3. Certainty of Guilt

Direct accusation = Step 1

Interrogator challenges, cuts off, dismisses all denials

Evidence ploys

You did it!

Evidence Ploys

(part of “Certainty of Guilt”)

Interrogators mention evidence that clearly establishes the suspect’s guilt

Can be real or fabricated

Can claim to have evidence when they do not and that real or false evidence implicates the suspect when it does not

Creative examples:

“humidity test”/father awoken from coma

Satellite photos showing defendant leaving the house

“neutron-proton-negligence-intelligence test” for evidence of firing a gun

Last image imprinted on retina of murder victim

4. Minimization of Culpability

Offer face saving justifications or excuses for the crime

Minimize the seriousness of the crime/sympathize with the suspect

Implies leniency (but don’t say it explicitly!)

Shift blame to another person or set of circumstances

Redefine the act itself

Suspects are given two choices…but both involve admitting guilt

Isolation and Confrontation

Place suspect in small, bare interrogation room

Confident accusation of guilt; many hours without sleep

Isolation creates a desire to escape

Maximization – Tactics intended to convey suspect’s guilt and consequences of not confessing

Increase anxiety associated with denying

Threaten suspect; exaggerate seriousness of crime; interrupt attempts to deny; lie or bluff about evidence

Maximization makes suspect feel hopeless

Minimization – Tactics designed to justify and/or normalize the crime and reduce its seriousness

Decrease anxiety associated with confessing

Offer sympathy; blame the victim; normalize the crime; imply leniency; praise suspect; use ‘alternative question’

Minimization implies leniency and provides an escape

Using Interrogation Tactics to Reshape the Decision About Whether to Confess

(a) This naive model of suspect decision making suggests that the strongly negative potential consequences of confessing should prevent suspects from confessing. That is, unless a suspect is mentally impaired or mentally ill or physically abused, there is no immediately obvious, easy-to-understand explanation for a false confession.

(b) This interrogation-induced model of suspect decision making suggests that the option of continuing to deny involvement in the crime seems to make things worse. That is, the interrogation tactics described in this chapter are designed to reshape suspects’ understanding of their decision options and the consequences that follow from those options.

Thus, the alternative of admitting involvement (for a justifiable reason) may sometimes appear to be the only viable course of action. Indeed, in several proven false-confession cases, people have made false confessions to end the interrogation and escape from the interrogation room, believing that they would be able to straighten out everything later. (Information from Costanzo et al., 2016.)

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The Truth about False Confessions

False Confessions

Primarily the result of vulnerable people being subjected to powerful influences tactics deployed in the interrogation room

Ways to be vulnerable:

Young; inexperienced; naïve; highly suggestible; under influence; submissive to authority; low intelligence; mentally ill; sleep deprived; highly compliant;

Influence tactics

Lying, intimidation, deception, fatigue, abuse, etc.

Occur most often in murder cases (80% of proven false confessions)

Known cases of false confession only represent the tip of the iceberg

May be related to mindset of innocent suspects

False Confessions

Are caused most by police interrogations, especially when adult techniques used on juveniles

May be related to tendency to give priority to short-term goals of escaping interrogation room and appeasing interrogation (short-sightedness)

May be related to mindset of innocent suspects

What if the confession is coerced?

Judges can rule confession inadmissible (rare) or leave it to jurors to decide voluntariness asking that they disregard coerced statements

Jurors fail to discount coerced confessions

Kassin & Sukel (1997)

Mock jurors read trial transcripts involving either:

No confession

Low pressure confession – confessed immediately

High pressure confession – suspect was described as being in pain, handcuffed, and police waving gun

Results: Mock jurors recognized high pressure confession as coerced and said that they disregarded it when rendering verdicts. But did they really?

Drizin & Leo (2004)

Examined 125 prove false confession cases (DNA did not match the person who confessed)

Findings:

False confessors who later pled “not guilty” were convicted 81% of the time (despite exculpatory DNA evidence)

Jurors were not able to recognize false confessions

False Confessions: Do they exist?

Yes, they exist, and people are wrongfully convicted of serious crimes due to them

False confessions were a contributing factor in approximately 30% of DNA exonerations

Types of False Confessions

Four types of false confessions across two dimensions

Dimensions

Instrumental or internalized

Voluntary or coerced

Types of False Confessions

Cases can involve all four types of confessions

Instrumental–coerced false confessions: Suspects confess to crimes not committed; most common false confession in criminal cases

Instrumental–voluntary false confessions: Suspects provide false confession as means to end

Types of False Confessions

Internalized–coerced false confessions

Suspect becomes convinced of own guilt after long, intense interrogation; vivid false memories may be created

Internalized–voluntary false confessions

Suspect suffers from delusion and confesses with little or no pressure from interrogation

Four Types of False Confessions and Some Possible Reasons for Them

Coerced Voluntary
Instrumental Instrumental–coerced Instrumental–voluntary
Possible reason: end interrogation Possible reason: protect someone else or gain notoriety
Internalized Internalized–coerced Internalized–voluntary
Possible reason: persuaded of own guilt Possible reason: mental illness

Hot Topic: Ethics, the APA, and the Use of Torture as an Interrogation Device

Ethical and moral codes of conduct, international and national treaties and laws violated

Little research on effectiveness of torture, but irrefutable evidence that less coercive interrogation can produce verifiable false confessions

Actions based on false information from torture may have dire consequences, especially in military actions

International and national treaties and laws (e.g., Universal Declaration of Human Rights, 1948; the Geneva Convention, 1949; the United States Congress

Joint Resolution Opposing Torture, 1984; and United Nations Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment, 1984, 1987).

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Should interrogators be allowed to lie?

United States

Interrogators allowed to use false evidence ploys

England and Wales – Police And Criminal Evidence Act (PACE)

Makes it illegal to lie

Witness must be present for questioning of vulnerable suspects

Must be audio-recorded

Intimidation is not permitted

Can police still elicit confessions?

Admissions of guilt have not declined

Modern Interrogation

Primary concern about this approach…

May be good at eliciting true confessions from guilty suspects, but

Puts innocent suspects at risk of falsely confessing

Evolution of Interrogation Techniques

Techniques have changed over the years but underlying structure of interrogation has remained the same

Denials punished

Admissions rewarded

Future outcomes minimized

Interrogation Methods: Information Gathering Versus Accusatorial

Information-Gathering Methods Accusatorial Methods
Establish rapport Establish control
Use direct, positive confrontation Use psychological manipulation
Employ open-ended, exploratory questions Employ closed-ended, confirmatory questions
Primary goal is to elicit information Primary goal is to obtain a confession
Focus on cognitive cues to deception Focus on anxiety cues to deception

Both information-gathering and accusatorial methods increased likelihood of obtaining true confession.

Accusatorial methods also increase likelihood of obtaining false confession.

The benefit of reducing the number of false confessions without reducing the number of true confessions has led many researchers to advocate the use of information-gathering interrogation techniques.

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Alternative Approaches to Interrogation: HUMINT, SUE, and PEACE

Information-gathering approaches especially useful in context of human intelligence (HUMINT) interrogations often used in military

Uncover information; terrorists and other national security threats

May have challenges related to cultural differences

Strategically withholding or revealing known evidence in ways that expose contradictions between a suspect’s claims and the available facts (strategic use of evidence [SUE])

Suggests specific tactics for deciding how and when to disclose evidence about crime

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Alternative Approaches to Interrogation: HUMINT, SUE, and PEACE

Useful information-gathering approach in criminal justice system (PEACE)

Five stage interrogation process: Preparation/planning, Engage/explain, Account, Closure, Evaluation

Recommendations for Reform

Electronic recording of all interrogations

Impose time limits

Protections for vulnerable suspects (children)

Expert testimony

Reform of interrogation practices

Ban or limit the use of certain techniques

Potential Solutions to Problems of False Confessions

Video recording of interrogations

Creates permanent, objective, reviewable record; emotional tone and nonverbal information

Improves interrogation methods and data archive

Video recording can be manipulated, especially if interrogation is partially recorded

Recording admission and not interrogation

Only showing segments at trial

Manipulating camera angle; not equal-focus camera perspective

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Safeguards Against False Confession

Video Recording

Creates permanen

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